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    • Bryan T. Forman Background & Qualifications
  • Practice Areas
    • Suitability
    • False Statements & Omissions
    • Unsuitable or Excessive Margin
    • Churning
    • Unauthorized Trading
    • Mutual Fund Fraud
    • Selling Away
    • Over-Concentration
    • Failure to Follow Directions
    • Oil & Gas Securities Fraud
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Home > Frequently Asked Questions

Frequently Asked Questions

How Do I Know If I have been defrauded?

Was my investment account mismanaged or neglected?

Do I have to sue my broker, or can I sue just the firm?

Will everyone know my financial affairs and how much money I lost?

Mutual Fund B Shares: Good or Bad?

Variable Annuities: When Are They The Right Choice?

How might employee stock options be managed?

Hedge Funds: What are they and are they right for me?

What if I don’t understand my investments?

What is Arbitration?

What is Mediation?

Should I hire a lawyer?

How should your account be coded?

When may margin be appropriate?

What is unauthorized trading?

How can mutual funds be just as risky as stocks?

Types of Claims Against Brokers

  • Suitability
  • False Statements & Omissions
  • Unsuitable or Excessive Margin
  • Churning
  • Unauthorized Trading
  • Mutual Fund Fraud
  • Mutual Fund Revenue Sharing
  • Selling Away
  • Over-Concentration
  • Failure to Follow Directions
  • Oil & Gas Securities Fraud

Contact Us

 
 
117 E. Houston Street, Tyler, Texas 75702 Phone: 903.597.2221 Fax: 903.597.2224 Email: info@formanlawfirm.com

Not certified by the Texas Board of Legal Specialization.

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